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Saturday, April 6, 2019

The Big Picture in Ethical Principles and Standards


By: Thomas G. Plante

The Ethics Code provides useful guidelines for psychologists as well as the public concerning the standards of professional conduct. The APA has worked to ensure that a great deal of input from members of the organization occurs with each revision. The code is “living” in that it is frequently discussed in professional journals and circles and is updated often.

Many professionals have suggested that the Ethics Code is a significant improvement over earlier versions, including greater detail and clarification regarding many of the principles (Koocher,
1994; Vasquez, 1994). Furthermore, the APA spends more money on issues of professional ethics than any other professional organization (Chalk, Frankel, & Chafer, 1980).

However, not everyone is satisfied with the Ethics Code (Gabbard, 1994; Keith-Spiegal, 1994; Koocher & Keith-Spiegal, 1998; Lakin, 1994; Payton, 1994; Sonne, 1994). Some have argued that the code does not go far enough in its emphasis on the declaration of respect for the worth and dignity of individuals. Payton (1994) reports that the code should go further in addressing issues of relevance to ethnic minority group members as well as women, gay men and lesbians.

Others are concerned that the code does not go far enough in protecting patients and students from sexual exploitation by psychologists (Gabbard, 1994; Koocher & Keith-Spiegal, 1998; Layman &
McNamara, 1997). In fact, unlike previous versions of the Ethics Code, the current version allows for sexual relationships between psychologists and patients under special circumstances two years following the termination of services.

Some argue that issues pertaining to multipatient therapies such as family therapy, couples therapy, and group therapy are not adequately addressed in the Ethics Code (Lakin, 1994). Some cynically state that the code is designed to protect psychologists more than the public (Payton, 1994). Finally, some argue that much of the code is too vague and does not provide specific guidelines in a number of important areas (Koocher & Keith-Spiegal, 1998).

However imperfect, the Ethics Code provides a working standard of conduct by which persons who receive psychological services can judge professional behavior. All psychologists are expected to both know and follow the Ethics Code.

Professional ethical guidelines in psychology are not simply strict laws to follow or violate. Infractions are not generally met with a punitive response (unless the violation is very serious with potential significant harm to the public). Rather, professional ethics in psychology are meant to be educative and ethical dilemmas are generally resolved informally among colleagues.

Diligent attention to ethical behavior upholds the stature, helpfulness, and humanitarian goals of the clinical psychology profession. Although many future revisions of the Ethics Code is assured, the basic principles of ethical behavior outlined many years ago by Hippocrates are likely to be applicable indefinitely.

Future clinical psychologists will always be expected to behave in a competent, professional, ethical manner and maintain integrity and responsibility in their professional roles and responsibilities. It is unlikely that these basic tenets will ever change.

Key Points

1. Whether a psychologist is a researcher, teacher, therapist, or administrator, he or she is expected to maintain the highest professional ethics in all professional activities at all times.

2. Most complaints that result in action against psychologists by the APA involve breaking confidentiality, sexual misconduct (e.g., sexual relationship with a patient), nonsexual dual relationships (e.g., friendships or business partnerships with patients), and insurance/fee misbehavior
(e.g., over billing insurance, billing for services not rendered).

3. Since 1953, the APA has had an Ethics Code that specifically outlined the behavior expected of all psychologists. The Ethics Code has been updated nine times since 1953 and the current version was published in December, 2002 (APA, 2002).

4. The current version of the ethical principles for psychologists is divided into five general principles and ten ethical standards.

The general ethical principles include (1) beneficence and non-maleficence, (2) fidelity and responsibility, (3) integrity, (4) justice, and (5) respect for people’s rights and dignity.

The ethical standards include (1) resolving ethical issues, (2) competence, (3) human relations, (4) privacy and confidentiality, (5) advertising and other public statements, (6) recordkeeping and fees,
(7) education and training, (8) research and publication, (9) assessment, and (10) therapy.

5. Psychologists must maintain competence in their area(s) of specialization and work. They must only provide services that they have the appropriate training and experience to legitimately offer to the public. They must also stay up-to-date on changes and advances in the field in order to ensure that they maintain state-of-the-art skills.

6. Psychologists must maintain professional and personal integrity and be respectful, fair, and honest in their dealings with others. They must be truthful in describing their services, their areas of expertise, and what can be expected from participation in their services. They must be well aware of their biases, needs, and values and how each of these impact their work.

7. Psychologists should make all efforts to avoid inappropriate dual relationships.

8. Psychologists must be willing to consult with others as indicated in order to best serve their patients or clients. They must also help to avoid unethical behavior engaged in by colleagues. Psychologists must be responsible for their own conduct and accept their obligations to the larger profession and public welfare.

9. Psychologists must be respectful of the rights and dignity of others. They must be sensitive to individual and cultural differences as well as vigilant in providing nondiscriminatory services. They must respect the rights to freedom, privacy, and confidentiality of their patients and clients.

10. Psychologists work to improve the quality of life and never incur harm through their work with others. Psychologists must never exploit their relationships with others.

11. Psychologists work to help others and advance the science and knowledge of human behavior. Psychologists are expected to contribute some professional time to causes that do not result in financial or other personal gains.

12. Many may assume that those who commit ethical violations are usually incompetent or malicious. However, well meaning psychologists seeking to best serve the interests of their patients, students, or others commit ethical violations. No one is immune from engaging in unethical behavior. Even well-trained, well-meaning, and thoughtful psychologists are capable of committing an ethical violation.

13. Ethical principles are developed at the national level by the APA to protect the public and profession as well as to provide guidelines for conduct among psychologists. All psychologists are expected to know and follow the ethical standards set forth by the APA. Ignorance of the Ethics Code is no excuse for unethical behavior.

References    

Contemporary clinical psychology / Thomas G. Plante — 2nd ed. Copyright © 2005 by John Wiley & Sons, Inc. All rights reserved.

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